Cybersecurity compliance for RIAs, broker-dealers, funds and family offices

The SEC and FINRA ask for evidence.
We help you produce it.

They do not ask if you are secure. They ask you to show how your program aligns with current regulations. MTradecraft tests controls, documents the evidence, maps each item to the rule, and tells you what is missing.

Create Free Account See 13 Sample Deliverables $0. Name and email. No credit card.
Former chief compliance officer Advising regulated firms since 2009 Vendor-independent
Start with evidence

Inspect the work. Then inspect your own file.

Both starting points are useful on their own. Both open fully with a free BrainTrust account.

01 · Sample Deliverables

See the finished output before you join.

Review 13 completed PDFs for a fictional $750M adviser, including policies, a vendor due diligence record, an incident response plan and record, training reports, audit reports, a vulnerability scan and a mock exam gap report.

Open the sample firm →
Executive page of a sample vendor decision pack with assurance columns and a firm decision column
02 · Mock SEC Cyber Exam

Score your current file against real request lists.

The full exam produces an Examination Readiness Report with every open item mapped to its rule and placed in priority order.

  • 30 document requests across six categories
  • 13 requests in the SEC's own wording
  • About seven minutes
  • Answers never leave the browser
Try the first section
Three Ways to Work With Us

Start with who
will do the work.

Each path puts implementation and the evidence file in different hands. Prices are published.

02 · One thing, tested once

One-time engagements

From $3,000 scoped in writing

We deliver the report: findings mapped to the rule, and a fix plan. Your firm and its IT provider make the changes.

  • Cybersecurity Vulnerability Audit from $10,000
  • Microsoft 365 / Azure Configuration Audit from $5,000
  • Policy and Documentation Review from $3,000
03 · We run it with your CCO

Managed program

$36,000 or $72,000 per year, flat

MTradecraft operates the cybersecurity compliance function with your CCO and maintains the evidence file. Your IT provider keeps operating the environment.

  • Cyber Compliance Consultant $36,000
  • Remote CISO, a named CISO $72,000

Independent on every path: MTradecraft resells no hardware, bundles no MSP services, and takes no commissions or referral fees. We write the fix plan. We do not sell the remediation. About the firm

The BrainTrust

Start free. Upgrade when you need working tools.

The free tier is real material, not a newsletter. Premium is the full library and the tools that build the documents.

Free membership

The BrainTrust, free.

$0 name and email, no credit card

  • All 13 Sample Deliverable PDFs
  • Full Mock SEC Cyber Exam and Examination Readiness Report
  • Securing Compliance and the Cybersecurity Compliance Document Review Matrix
  • SEC Exam Cybersecurity Preparedness Brief and Reg S-P 2024 Compliance Impact Summary
  • Every Insight, including SEC enforcement updates
  • Preview of the full vendor catalog
Create Free Account
BrainTrust Premium

The documents, already drafted and rule-mapped.

$2,500 per year, flat. Cancel anytime.

  • Vendor due diligence portal: 600+ researched vendors, print your vendor file Reg S-P · 204-2
  • 60 editable templates across 13 categories, each mapped to its rule 206(4)-7
  • Policies and Procedures Manual Builder: an editable Word manual from your answers 206(4)-7 · Reg S-P
  • Incident Response Plan Builder and the Incident Response Assistant §248.30
  • FieldCraft training with completion records, up to 50 users Reg S-P
  • Quarterly External Vulnerability Scan of your public footprint Reg S-P · S-ID
  • AI governance kit: framework, workbook, output validation protocol 206(4)-7
  • Direct email access to the practice for compliance questions
  • Everything in Free
Review Premium

Premium is a resource subscription, not a consulting relationship.

Built from the CCO's side of the table.

Founder Brian Hahn is a former chief compliance officer at SEC-registered firms. MTradecraft takes no vendor commissions or referral fees.

2009Advising regulated firms since
300+Audits and security reviews
600+Vendors researched for members
0Vendor commissions
Your first step

See the finished work. Score your current file. Start free.

A free BrainTrust account opens all 13 Sample Deliverables, the full Mock SEC Cyber Exam and report, every Insight, and the core compliance briefs.